Found 20 registered broker Experts and Expert Witnesses.
|
 |
|
|
| 44 years experience in securities investments.
|
|
|
|
| EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations....
|
|
|
|
| We consult and write HMO reinsurance, employer stop loss, provider excess loss reinsurance, Broker or agent fiduciary, and audit reinsurance claims. Automatic Facultative, and Quota Share reinsurance policies & treaties....
|
|
|
|
| EW #3116 LPCS, RPA is a licensed Claim Manager with the State of California.
|
|
|
|
| Trucking and Distribution Expert, Accidents, Safety and Economic Regulation, Loss & Damage Claims,
|
|
|
|
| Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.
|
|
|
|
| EW #337 is currently registered as an Arbitrator with both the National Association of Securities Dealers and the National Futures Association.
|
|
|
|
| A securities consultant and expert witness working for both claimants and the brokerage industry
|
|
|
|
| After 45 yrs in the mortgage and real estate industry, I am qualified to comment on any variety of issues.
|
|
|
|
| Hospitality & Timesharing Expert/30+ years experience/highly credible in real estate development, feasibility, business valuation, income loss issues.
|
|
|
|
| 30 years expertise in most facets of investor / broker relations, specialized expertise in derivative instruments - options, commodities, futures, clearance procedures, and margin call policies.
|
|
|
|
| A former Chief Compliance Officer and an Expert in Canadian Securities Industry litigation, arbitration and disputes. Services include litigation support, expert reports and numbers arbitration.
|
|
|
|
| Twenty-nine years of diversified financial experience.
|
|
|
|
| Investment professional with over thirty (30) years experience serves attorneys as a consultant and expert witness for securities cases, representing Claimants and Respondents.
|
|
|
|
| Founder and Principal Consultant. Risk & insurance management consulting, for companies worldwide.
|
|
|
|
| Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.
|
|
|
|
| 38 years Advice & Expert Witness Assistance for your Disability Insurance Claim, throughout the US & Canada
|
|
|
|
| Dangerous Goods Transportation Training & Consulting. Worked on more than 135 cases - provided expert witness testimony, depositions, opinions including Grand Jury testimony.
|
|
|
|
| Dangerous Goods Transportation Training & Consulting. Worked on more than 135 cases - provided expert witness testimony, depositions, opinions including Grand Jury testimony.
|
|
|
|
| Expert Witness Sales Account
|
|
|
|
| Looking for a registered broker expert?
|
|
|
Find Registered Broker experts and consultants for Registered Broker litigation support at www.ewitness.com. Available to be Registered Broker expert witnesses and provide Registered Broker forensic consulting in Registered Broker litigation, in addition prepare Registered Broker expert witness reports for use in deposition and/or in-court trial testimony.
|
Categories To Find "Registered Broker" Experts:
|
BANK COMPLIANCE |
|
Compliance requirements are a series of directives established by United States federal government agencies that summarize hundreds of federal laws and regulations applicable to Federal assistance.
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
|
BANKING |
|
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
|
BANKING REGULATION |
|
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
|
CHECK KITING |
|
Check kiting is any sort of fraud that involves drawing out money from a bank account that does not have sufficient funds to cover the check. It is typically achieved by taking advantage of the float, the time between the negotiation of the check and its clearance at the check-writer's bank. This fraud is also known as paper hanging and carries a heavier pejorative connotation. Before the passage of the Check Clearing for the 21st Century Act, when checks could take 3 or more days to clear, playing the float was fairly common practice in otherwise-honest low-income families who encountered emergencies right before payday.
|
CONSUMER MARKETING |
|
Find CONSUMER MARKETING experts and consultants for CONSUMER MARKETING litigation support. Available to be CONSUMER MARKETING expert witnesses and provide CONSUMER MARKETING forensic consulting in CONSUMER MARKETING litigation, in addition prepare CONSUMER MARKETING expert witness reports for use in deposition and/or in-court trial testimony.
|
FOREX - FOREIGN CURRANCY TRADING |
|
The foreign exchange (currency or forex) market exists wherever one currency is traded for another. It is by far the largest market in the world, in terms of cash value traded, and includes trading between large banks, central banks, currency speculators, multinational corporations, governments, and other financial markets and institutions. Retail traders (small speculators) are a small part of this market, and may only participate indirectly through brokers or banks.
|
INVESTMENTS |
|
Investment or investing1 is a term with several closely-related meanings in finance and economics, related to saving or deferring consumption. An asset is usually purchased, or equivalently a deposit is made in a bank, in hopes of getting a future return or interest from it. Literally, the word means the "action of putting something in to somewhere else" (perhaps originally related to a person's garment or 'vestment').
|
REINSURANCE |
|
Reinsurance is a means by which an insurance company (called the reinsured, ceding company or cedant) shares the risk of loss with another insurance company (called the reinsurer).
|
|
Still can't find the expert you want?
|
Try using a broader keyword search or browse our Category Directory.
|
|
Registered Broker Experts Witnesses - Registered Broker Forensic Consultants.
Find Registered Broker experts and consultants for Registered Broker litigation support. Available to be Registered Broker expert witnesses and provide Registered Broker forensic consulting in Registered Broker litigation, in addition prepare Registered Broker expert witness reports for use in deposition and/or in-court trial testimony.
Locate a Local Expert Witness with
Registered Broker
|
|
