Found 26 nasd Experts and Expert Witnesses.
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| Extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more.
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| Expert Witness / Consultant in litigation and arbitration involving securities, insurance, annuities and taxation.
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| 40+ years experience in investments, stocks, options, derivatives, mutual funds and securities.
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| EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations....
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| 44 years experience in securities investments.
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| A securities consultant and expert witness working for both claimants and the brokerage industry
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| Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.
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| Seasoned investment professional highly experienced in public/private capital markets, asset allocation, risk analysis and governance issues. Experienced NASD Arbitrator.
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| 30 years expertise in most facets of investor / broker relations, specialized expertise in derivative instruments - options, commodities, futures, clearance procedures, and margin call policies.
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| Securities, Futures, Derivatives Expert Witnesses. 20+ yrs as consultants in investment and trading litigation. Broker/customer disputes-stocks and bonds, options, commodity futures, currency trading.
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| Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.
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| Expert Witness Financial Service Litigations; NASD Arbitrations. Expert in Securities Trading & Pricing, Derivatives, Investment Management, Suitability, Controls, Hedging, Financial Risk Management
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| Consultant and Expert Witness in matters relating to Securities Industry issues, especially in the area of Compliance.
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| Expert Witness and Litigation Services are a major focus of MCS Associates, a nationally recognized consulting group that has provided management, operational and regulatory consulting services to financial institutions, insurance companies and regulatory agencies as well as real-estate and financial services organizations nationwide for over 30 years. We perform expert witness assignments throughout the United States and the firm’s clients include several hundred leading law firms around the...
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| Investment professional with over thirty (30) years experience serves attorneys as a consultant and expert witness for securities cases, representing Claimants and Respondents.
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| Expert preparation of work product and exhibit ready documents, such as trading P & L, churning analysis, matched trade analysis. Flat fee or hourly rate plus reimbursable expenses
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| IT Executive with over 20+ years Fortune 500 Experience in applications development, data center management, infrastructure management, project management, corporate governance
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| Expert witness testimony for consumers, litigators, and regulators.
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| 20 years experience in personal injury/wrongful death, antitrust and other commerical
litigation including damages for breach of contract and valuation .
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| High stakes litigation consultant with a proven track record. Assists in developing strategy, witness preparation and case presentation. Civil and criminal, including NASD arbitrations.
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| A former Chief Compliance Officer and an Expert in Canadian Securities Industry litigation, arbitration and disputes. Services include litigation support, expert reports and numbers arbitration.
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| Financial advisor to companies for merger & acquistion, strategies, and fund raising
Investment banker with over twenty years experience
Expert witness in seven different cases
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| EW #337 is currently registered as an Arbitrator with both the National Association of Securities Dealers and the National Futures Association.
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| With over 25 years at Merrill Lynch as an FA, branch office & district manager, & FVP of the Office of Investment Performance, his expertise, credibility, and knowledge is second to none.
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| Professional Investment Advisor and Finance Expert With 15 Years' Experience & Doctorate in Finance
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| Looking for a nasd expert?
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Find Nasd experts and consultants for Nasd litigation support at www.ewitness.com. Available to be Nasd expert witnesses and provide Nasd forensic consulting in Nasd litigation, in addition prepare Nasd expert witness reports for use in deposition and/or in-court trial testimony.
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Categories To Find "Nasd" Experts:
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ARBITRATION / MEDIATION |
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Arbitration is a form of mediation or conciliation, where the mediating party is given power by the disputant parties to settle the dispute by making a finding. In practice arbitration is generally used as a substitute for judicial systems, particularly when the judicial processes are viewed as too slow, expensive or biased. Arbitration is also used by communities which lack formal law, as a substitute for formal law.
Mediation consists of a process of alternative dispute resolution in which a (generally) neutral third party, the mediator, using appropriate techniques, assists two or more parties to help them negotiate an agreement, with concrete effects, on a matter of common interest. More generally speaking, the term "mediation" covers any activity in which an impartial third party (often a professional) facilitates an agreement on any matter in the common interest of the parties involved.
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BANK COMPLIANCE |
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Compliance requirements are a series of directives established by United States federal government agencies that summarize hundreds of federal laws and regulations applicable to Federal assistance.
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING |
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A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING REGULATION |
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Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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CHECK KITING |
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Check kiting is any sort of fraud that involves drawing out money from a bank account that does not have sufficient funds to cover the check. It is typically achieved by taking advantage of the float, the time between the negotiation of the check and its clearance at the check-writer's bank. This fraud is also known as paper hanging and carries a heavier pejorative connotation. Before the passage of the Check Clearing for the 21st Century Act, when checks could take 3 or more days to clear, playing the float was fairly common practice in otherwise-honest low-income families who encountered emergencies right before payday.
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Nasd Experts Witnesses - Nasd Forensic Consultants.
Find Nasd experts and consultants for Nasd litigation support. Available to be Nasd expert witnesses and provide Nasd forensic consulting in Nasd litigation, in addition prepare Nasd expert witness reports for use in deposition and/or in-court trial testimony.
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