Found 26 mutual funds Experts and Expert Witnesses.
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| 40+ years experience in investments, stocks, options, derivatives, mutual funds and securities.
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| Extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more.
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| Expert Witness / Consultant in litigation and arbitration involving securities, insurance, annuities and taxation.
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| EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations....
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| Ph.D Purdue University Electrical Engineering, telecommunications & wireless technologies; cellular, PCS, GSM, Wi-Fi, WiMax, Bluetooth etc. Expert witness in many cases; laboratory tests, expert reports, infringement and validity analysis, depositions, courtroom testimony....
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| Mr. Onefater has worked in the investment management industry his entire career in various roles including as a Chief Executive Officer, Chief Financial Officer and a Chief Operating Officer for a $19 billion investment management firm, and as a National Hedge Fund Director and Partner of a “Big” 4 Professional Services Firm in New York. He was also the Chairman of the Board of a proprietary mutual fund family.
Mr. Onefater and Constellation Investment Consulting Corp. consults prima...
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| A former Chief Compliance Officer and an Expert in Canadian Securities Industry litigation, arbitration and disputes. Services include litigation support, expert reports and numbers arbitration.
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| EW #1336 is the author of more than 20 best-selling books on stocks and investing, and he specializes in broker-client relationships, securities, corporate financial analysis, and related investment issues....
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| A securities consultant and expert witness working for both claimants and the brokerage industry
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| Seasoned investment professional highly experienced in public/private capital markets, asset allocation, risk analysis and governance issues. Experienced NASD Arbitrator.
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| Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.
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| Securities, Futures, Derivatives Expert Witnesses. 20+ yrs as consultants in investment and trading litigation. Broker/customer disputes-stocks and bonds, options, commodity futures, currency trading.
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| Professional trader, broker and investor for 15 years.
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| With over 25 years at Merrill Lynch as an FA, branch office & district manager, & FVP of the Office of Investment Performance, his expertise, credibility, and knowledge is second to none.
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| 21 years of investment experience in investment advice,portfolio management,evaluating individual securities and mutual funds also experience as a manager.
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| Experienced witness. Series 7, 8 (9-10), 24. OSJ since 1985. Wirehouse, bank, and independent BD experience. Retail brokerage expertise.
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| A health economist with wide ranging background in antitrust, technology assessment, cost-effectiveness analysis and other issues.
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| Cypress provides litigation consulting and expert testimony on complex litigation involving securities, transactional, valuation and other investment banking related issues.
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| Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.
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| 40 years combined Securities Industry Experience, Litigation Consulting, Expert Witness Testimony, critical Initial Account Analysis,Comprehensive Damage Analysis; Fraud, Supervision...
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| Forty years designing and implementing telecommunications and computer technology for Wall St. and domestic & foreign banks.
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| EW #3995 combines a strong economics and risk analysis background with many years of experience in economic, litigation and management consulting. Life insurance, Antitrust, Healthcare, Health Insurance...
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| Providing expert witness services in many areas of the horse industry, behavior, safety, management, riding and training.
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| EW #13672 has 20+ years as a securities analyst / portfolio manager and a background in investment banking and accounting. Cases: investment suitability, stock fraud, research fraud, etc.
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| National Agency. Professional investigations with emphasis upon accuracy, detail and expedience.
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| Served as financial advisor to publicly held corporations. Assessed valuations of 2,241 $1 billion public corporations, including Barclays Bank, Panasonic, and Nintendo.
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| Looking for a mutual funds expert?
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Find Mutual Funds experts and consultants for Mutual Funds litigation support at www.ewitness.com. Available to be Mutual Funds expert witnesses and provide Mutual Funds forensic consulting in Mutual Funds litigation, in addition prepare Mutual Funds expert witness reports for use in deposition and/or in-court trial testimony.
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Categories To Find "Mutual Funds" Experts:
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AFFIRMATIVE ACTION |
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Affirmative action (U.S. English), or positive discrimination (British English), is a policy or a program aimed at increasing the representation of members of groups that have traditionally been discriminated against. This typically focuses on education, employment, government contracting, health care, or social welfare.
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BANK COMPLIANCE |
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Compliance requirements are a series of directives established by United States federal government agencies that summarize hundreds of federal laws and regulations applicable to Federal assistance.
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING |
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A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING REGULATION |
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Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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CHECK KITING |
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Check kiting is any sort of fraud that involves drawing out money from a bank account that does not have sufficient funds to cover the check. It is typically achieved by taking advantage of the float, the time between the negotiation of the check and its clearance at the check-writer's bank. This fraud is also known as paper hanging and carries a heavier pejorative connotation. Before the passage of the Check Clearing for the 21st Century Act, when checks could take 3 or more days to clear, playing the float was fairly common practice in otherwise-honest low-income families who encountered emergencies right before payday.
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COMMODITIES |
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The word commodity is a term with distinct meanings in business and in Marxian political economy. For the former, it is a largely homogeneous product, whereas for the latter, it refers generically to wares offered for exchange.
Linguistically, the word commodity came into use in English in the 15th century, being derived from the French word "commodité" meaning "benefit, profit", similar in meaning to biens (goods). The Latin root meaning is commoditas, referring variously to the appropriate measure of something; a fitting state, time or condition; a good quality; efficaciousness or propriety; and advantage, or benefit. The German equivalent is die Ware, i.e. wares or goods offered for sale.
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CONTRACT & MISC. SURETY |
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A surety is a person who agrees to be responsible for the debt or obligation of another. The situation in which a surety is most typically required is when the ability of the primary obligor or principal to perform its obligations under a contract is in question, or when there is some public or private interest which requires protection from the consequences of the principal's default or delinquency. In most common law jurisdictions, a contract of suretyship is subject to the statute of frauds (or its equivalent local laws) and is only enforceable if memorialized by a writing signed by the surety.
A surety bond is a contract between at least three parties: (i) the principal, (ii) the obligee, and (iii) the surety. Through this agreement, the surety agrees to make the obligee whole (usually by payment of money) if the principal defaults in its performance of its promise to the obligee. The contract is formed so as to induce the obligee to contract with the principal, i.e., to demonstrate the credibility of the principal.
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INVESTMENT BANKING |
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Investment banks assist public and private corporations in raising funds in the capital markets (both equity and debt), as well as in providing strategic advisory services for mergers, acquisitions and other types of financial transactions. They also act as intermediaries in trading for clients. Investment banks differ from commercial banks, which take deposits and make commercial and retail loans. In recent years, however, the lines between the two types of structures have blurred, especially as commercial banks have offered more investment banking services. In the US, the Glass-Steagall Act, initially created in the wake of the Stock Market Crash of 1929, prohibited banks from both accepting deposits and underwriting securities; Glass-Steagall was repealed by the Gramm-Leach-Bliley Act in 1998. Investment banks may also differ from brokerages, which in general assist in the purchase and sale of stocks, bonds, and mutual funds. However some firms operate as both brokerages and investment banks; this includes some of the best known financial services firms in the world.
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INVESTMENTS |
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Investment or investing1 is a term with several closely-related meanings in finance and economics, related to saving or deferring consumption. An asset is usually purchased, or equivalently a deposit is made in a bank, in hopes of getting a future return or interest from it. Literally, the word means the "action of putting something in to somewhere else" (perhaps originally related to a person's garment or 'vestment').
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MARKETING |
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The American Marketing Association suggests that Marketing is "the process of planning and executing the pricing, promotion, and distribution of goods, ideas, and services to create exchanges that satisfy individual and organizational goals."
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MATERIALS |
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Materials are physical substances used as inputs to production or manufacturing. "Raw materials" are first extracted or harvested from the earth and divided into a form that can be easily transported and stored, then processed to produce "semi-finished materials". These can be input into a new cycle of production and "finishing processes to create "finished materials", ready for distribution and consumption.
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MEDICAL INSURANCE |
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Medical Health insurance is a type of insurance whereby the insurer pays the medical costs of the insured if the insured becomes sick due to covered causes, or due to accidents. The insurer may be a private organization or a government agency. Market-based health care systems such as that in the United States rely primarily on private health insurance.
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REINSURANCE |
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Reinsurance is a means by which an insurance company (called the reinsured, ceding company or cedant) shares the risk of loss with another insurance company (called the reinsurer).
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SECURITIES |
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Security is a type of transferable interest representing financial value. Traditionally, securities have been categorized into debt and equity securities, and between bearer and registered securities.
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TRANSFER PRICING |
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Transfer pricing refers to the pricing of goods and services within a multi-divisional organization, particularly in regard to cross-border transactions. For example, goods from the production division may be sold to the marketing division, or goods from a parent company may be sold to a foreign subsidiary, with the choice of the transfer price affecting the division of the total profit among the parts of the company. This has led to the rise of transfer pricing regulations as governments seek to stem the flow of taxation revenue overseas, making the issue one of great importance for multinational corporations.
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Mutual Funds Experts Witnesses - Mutual Funds Forensic Consultants.
Find Mutual Funds experts and consultants for Mutual Funds litigation support. Available to be Mutual Funds expert witnesses and provide Mutual Funds forensic consulting in Mutual Funds litigation, in addition prepare Mutual Funds expert witness reports for use in deposition and/or in-court trial testimony.
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