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| EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations....
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| 44 years experience in securities investments.
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| Expert Witness / Consultant in litigation and arbitration involving securities, insurance, annuities and taxation.
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| Extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more.
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| Expert Witness and Litigation Services are a major focus of MCS Associates, a nationally recognized consulting group that has provided management, operational and regulatory consulting services to financial institutions, insurance companies and regulatory agencies as well as real-estate and financial services organizations nationwide for over 30 years. We perform expert witness assignments throughout the United States and the firm’s clients include several hundred leading law firms around the...
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| Expert Witness Financial Service Litigations; NASD Arbitrations. Expert in Securities Trading & Pricing, Derivatives, Investment Management, Suitability, Controls, Hedging, Financial Risk Management
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| EW #3854 provides consulting and expert testimony on a range of securities, derivatives and investment related issues including valuation, suitabilty and investment strategy.
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| A securities consultant and expert witness working for both claimants and the brokerage industry
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| 30 years expertise in most facets of investor / broker relations, specialized expertise in derivative instruments - options, commodities, futures, clearance procedures, and margin call policies.
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| Securities, Futures, Derivatives Expert Witnesses. 20+ yrs as consultants in investment and trading litigation. Broker/customer disputes-stocks and bonds, options, commodity futures, currency trading.
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| Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.
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| They are experts in all facets of investor/broker relations with additional expertise in compliance, Asset Protection and securities arbitration.
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| Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.
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| Seasoned investment professional highly experienced in public/private capital markets, asset allocation, risk analysis and governance issues. Experienced NASD Arbitrator.
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| ER #5134 is a portfolio manager responsible for individual equity and/or bond selection, rebalancing of large capitalization, value portfolios.
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| EW #13672 has 20+ years as a securities analyst / portfolio manager and a background in investment banking and accounting. Cases: investment suitability, stock fraud, research fraud, etc.
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| Looking for a investment suitability expert?
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Find Investment Suitability experts and consultants for Investment Suitability litigation support at www.ewitness.com. Available to be Investment Suitability expert witnesses and provide Investment Suitability forensic consulting in Investment Suitability litigation, in addition prepare Investment Suitability expert witness reports for use in deposition and/or in-court trial testimony.
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Categories To Find "Investment Suitability" Experts:
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ADVERTISING |
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Firms in the advertising and public relations services industry prepare advertisements for other companies and organizations and design campaigns to promote the interests and image of their clients. This industry also includes media representativesÂfirms that sell advertising space for publications, radio, television, and the Internet; display advertisersÂbusinesses engaged in creating and designing public display ads for use in shopping malls, on billboards, or in similar media; and direct mail advertisers. A firm that purchases advertising time (or space) from media outlets, thereafter reselling it to advertising agencies or individual companies directly, is considered a media buying agency. Divisions of companies that produce and place their own advertising are not considered part of this industry.
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BANK COMPLIANCE |
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Compliance requirements are a series of directives established by United States federal government agencies that summarize hundreds of federal laws and regulations applicable to Federal assistance.
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING |
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A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING REGULATION |
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Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BUSINESS STRATEGY |
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Strategic management is that set of managerial decisions and actions that determines the long-run performance of a corporation. It includes environmental scanning, strategy formulation, strategy implementation and evaluation and control.
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ORGAN TRANSPLANT |
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An organ transplant is the transplantation of a whole or partial organ from one body to another (or from a donor site on the patient's own body), for the purpose of replacing the recipient's damaged or failing organ with a working one from the donor site. Organ donors can be living, or deceased (previously referred to as cadaveric).
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SUITABILITY |
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Find SUITABILITY experts and consultants for SUITABILITY litigation support. Available to be SUITABILITY expert witnesses and provide SUITABILITY forensic consulting in SUITABILITY litigation, in addition prepare SUITABILITY expert witness reports for use in deposition and/or in-court trial testimony.
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TOXICOLOGY |
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Toxicology is the study of the adverse effects of chemical, physical or biological agents on living organisms and the ecosystem, including the prevention and betterment of such adverse effects.
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VENTURE CAPITAL |
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Venture capital is capital provided by outside investors for financing of new, growing or struggling businesses. Venture capital investments generally are high risk investments but offer the potential for above average returns. A venture capitalist (VC) is a person who makes such investments. A venture capital fund is a pooled investment vehicle (often a partnership) that primarily invests the financial capital of third-party investors in enterprises that are too risky for the standard capital markets or bank loans.
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Investment Suitability Experts Witnesses - Investment Suitability Forensic Consultants.
Find Investment Suitability experts and consultants for Investment Suitability litigation support. Available to be Investment Suitability expert witnesses and provide Investment Suitability forensic consulting in Investment Suitability litigation, in addition prepare Investment Suitability expert witness reports for use in deposition and/or in-court trial testimony.
Get an Expert on the subject of
Investment Suitability
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