Found 18 broker dealer Experts and Expert Witnesses.
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| 44 years experience in securities investments.
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| 40+ years experience in investments, stocks, options, derivatives, mutual funds and securities.
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| Forensic Finance
Investments/Securities
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| EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations....
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| Securities and finance including currencies, derivatives, hedge funds, expert witness and litigation support
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| Expert Witness and Litigation Services are a major focus of MCS Associates, a nationally recognized consulting group that has provided management, operational and regulatory consulting services to financial institutions, insurance companies and regulatory agencies as well as real-estate and financial services organizations nationwide for over 30 years. We perform expert witness assignments throughout the United States and the firm’s clients include several hundred leading law firms around the...
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| A former Chief Compliance Officer and an Expert in Canadian Securities Industry litigation, arbitration and disputes. Services include litigation support, expert reports and numbers arbitration.
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| 40 YRS.EXPERTISE IN AUTO SALES CONTRACTS, LEASING AND INSURANCE, AUTO DEALER FRAUD, MOBILE HOMES, VEHICLE REPOSSESSIONS, FINANCE COMPANY, WARRANTIES, LICENSING, CREDIT, DIRECT AND INDIRECT LOANS, TITLES....
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| Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.
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| Securities, Futures, Derivatives Expert Witnesses. 20+ yrs as consultants in investment and trading litigation. Broker/customer disputes-stocks and bonds, options, commodity futures, currency trading.
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| EW #1374 provides investigative accounting, expert witness testimony and consulting services to counsel, audit committees and corporate financial officers.
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| Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.
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| 40 years combined Securities Industry Experience, Litigation Consulting, Expert Witness Testimony, critical Initial Account Analysis,Comprehensive Damage Analysis; Fraud, Supervision...
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| EW #2718 is a global expert in derivatives exchanges, including their associated technology. This includes cases involving securities activities, securities fraud, broker and trade litigation.
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| EW #337 is currently registered as an Arbitrator with both the National Association of Securities Dealers and the National Futures Association.
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| A securities consultant and expert witness working for both claimants and the brokerage industry
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| I have led the implementation of International Accounting Standards since 1999 on behalf of USAID and the Asian Development Bank
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| Looking for a broker dealer expert?
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Find Broker Dealer experts and consultants for Broker Dealer litigation support at www.ewitness.com. Available to be Broker Dealer expert witnesses and provide Broker Dealer forensic consulting in Broker Dealer litigation, in addition prepare Broker Dealer expert witness reports for use in deposition and/or in-court trial testimony.
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Categories To Find "Broker Dealer" Experts:
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ANTIQUES |
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Antiques (Latin antiquus, old) are objects which have reached an age which makes them a witness of a previous era in human society.
Antiques are usually objects which show some degree of craftsmanship, or a certain attention to design such as a desk or the early automobile. In a consumer society, an antique is above all an object whose atypical construction and age give it a market value superior to similar objects of recent manufacture. Any historical museum makes a considerable use of antiques in order to illustrate historical events and give them a practical context.
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AUCTIONS AND E-COMMERCE |
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An auction is the process of buying and selling things by offering them up for bid, taking bids, and then selling the item to the highest bidder. Auctioning can be traced as far back as 500 B.C.[1] In economic theory, an auction is a method for determining the value of a commodity that has an undetermined or variable price. Auctions can be with reserve or minimum, or without minimums, or absolute or no reserve. In reserve auctions, there is a minimum bid or reserve price; if the bidding does not reach the minimum, there is no sale (but the person who puts the item up for auction may still owe a fee to the auctioneer or auction company). In absolute or no reserve auctions, the sale is guaranteed, with only the price left to be determined. In the context of auctions, a bid is an offered price.
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BANK COMPLIANCE |
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Compliance requirements are a series of directives established by United States federal government agencies that summarize hundreds of federal laws and regulations applicable to Federal assistance.
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING |
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A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING REGULATION |
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Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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CHECK KITING |
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Check kiting is any sort of fraud that involves drawing out money from a bank account that does not have sufficient funds to cover the check. It is typically achieved by taking advantage of the float, the time between the negotiation of the check and its clearance at the check-writer's bank. This fraud is also known as paper hanging and carries a heavier pejorative connotation. Before the passage of the Check Clearing for the 21st Century Act, when checks could take 3 or more days to clear, playing the float was fairly common practice in otherwise-honest low-income families who encountered emergencies right before payday.
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COMMODITIES |
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The word commodity is a term with distinct meanings in business and in Marxian political economy. For the former, it is a largely homogeneous product, whereas for the latter, it refers generically to wares offered for exchange.
Linguistically, the word commodity came into use in English in the 15th century, being derived from the French word "commodité" meaning "benefit, profit", similar in meaning to biens (goods). The Latin root meaning is commoditas, referring variously to the appropriate measure of something; a fitting state, time or condition; a good quality; efficaciousness or propriety; and advantage, or benefit. The German equivalent is die Ware, i.e. wares or goods offered for sale.
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CONSUMER MARKETING |
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Find CONSUMER MARKETING experts and consultants for CONSUMER MARKETING litigation support. Available to be CONSUMER MARKETING expert witnesses and provide CONSUMER MARKETING forensic consulting in CONSUMER MARKETING litigation, in addition prepare CONSUMER MARKETING expert witness reports for use in deposition and/or in-court trial testimony.
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CONTRACT & MISC. SURETY |
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A surety is a person who agrees to be responsible for the debt or obligation of another. The situation in which a surety is most typically required is when the ability of the primary obligor or principal to perform its obligations under a contract is in question, or when there is some public or private interest which requires protection from the consequences of the principal's default or delinquency. In most common law jurisdictions, a contract of suretyship is subject to the statute of frauds (or its equivalent local laws) and is only enforceable if memorialized by a writing signed by the surety.
A surety bond is a contract between at least three parties: (i) the principal, (ii) the obligee, and (iii) the surety. Through this agreement, the surety agrees to make the obligee whole (usually by payment of money) if the principal defaults in its performance of its promise to the obligee. The contract is formed so as to induce the obligee to contract with the principal, i.e., to demonstrate the credibility of the principal.
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FOREX - FOREIGN CURRANCY TRADING |
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The foreign exchange (currency or forex) market exists wherever one currency is traded for another. It is by far the largest market in the world, in terms of cash value traded, and includes trading between large banks, central banks, currency speculators, multinational corporations, governments, and other financial markets and institutions. Retail traders (small speculators) are a small part of this market, and may only participate indirectly through brokers or banks.
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LICENSING |
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A license or licence is a document, contract or agreement giving permission for an individual or entity to do something (such as manufacture a product), or to apply something (such as a trademark), with the objective of commercial gain. Typically, the party giving the permission is referred to as the 'licensor' and the party receiving the licence as 'licencee' or Licensee. The licensor typically offers the license for a specified period of time. Both the Licensor and the Licensee have obligations which may be expressed in the body of the agreement or is expressed in general law.
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SECURITY |
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Security is the condition of being protected against danger or loss. In the general sense, security is a concept similar to safety. The nuance between the two is an added emphasis on being protected from dangers that originate from outside. Individuals or actions that encroach upon the condition of protection are responsible for the breach of security.
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Broker Dealer Experts Witnesses - Broker Dealer Forensic Consultants.
Find Broker Dealer experts and consultants for Broker Dealer litigation support. Available to be Broker Dealer expert witnesses and provide Broker Dealer forensic consulting in Broker Dealer litigation, in addition prepare Broker Dealer expert witness reports for use in deposition and/or in-court trial testimony.
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