Summary of Qualifications
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Seasoned investment professional with an extensive track record managing multi-million and multi-billion dollar portfolios for clients with diverse risk spectrums. Started and managed a mutual fund that was ultimately designated a Morningstar Five Star fund and was named an Institutional Investor Magazine all-star analyst. Highly experienced in public/private capital markets, alternative asset investing, asset allocation, investment strategy, risk analysis and governance issues. Experienced NASD Arbitrator.
Professional Experience
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Kenneth King Foundation Denver, Colorado Present
Consultant
$50 million asset portfolio
Finance, accounting and grant evaluation
President
Portfolio management of public and private securities for High Net Worth individuals
Manage absolute return partnership
Consultant to public and private companies
Public Employees Retirement Association of Colorado Denver, Colorado 2001 -2002 Director of Equities
Managed $12 billion - 8 active, 5 passive/active portfolios, each exceeding market benchmarks
Coordinated and managed 9 professional staff members
Served as a member of the 401K Investment Committee-outside manager monitoring/selection
Chaired the staff committee which rewrote PERAs Investment Philosophy unanimously adapted by the board
Managed $3 million budget
Established and chaired Investment Strategy Committee
Provided services, information and analysis to investment executives
Developed familiarity with a variety of analytical and investment software and databases
1993 - 2000
President
Portfolio management of public and private securities for High Net Worth individuals
Director, consultant to private and public companies
Served on the Investment Committee for Noram Small Cap Fund, Ltd.
Transamerica Funds Houston, Texas 1982 - 1992
Managing Director
Portfolio Manager of pension and profit sharing plans
Started up and managed Transamerica Capital Appreciation Fund became Five Star
MorningStar mutual fund
Developed and executed new business presentations
Participated in all forms of client services
Member of Venture Capital Commitment Committee
Equitable Life New York, New York 1978 - 1981
Portfolio Manager specialized pooled pension account: Tangible Asset Account #11
Analyst - Oil, coal, metals
Trained and supervised analysts covering the following industries: paper, forest products, oil services, engineering and construction, chemicals, natural gas pipelines
Dean Witter/Reynolds Securities/ Baker Weeks - New York, New York 1973 - 1977
Analyst Metals, oil services, coal and fertilizer
Expanded industry analytical coverage
President - Metals Splinter Group of the NYSSA
Smith Barney New York, New York 1969 - 1972
Analyst Steel, iron ore, oil services
Named All Star Analyst in metals by Institutional Investor Magazine
Learned fundamental kick the tires securities analysis
Professional Designations
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Chartered Financial Analyst (#4255)
Chartered Investment Counselor
National Association of Securities Dealers (NASD) Arbitrator (A32771)
Education
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Michigan State University 1969
East Lansing, Michigan
M.B.A. Finance
Thunderbird American Graduate School of International Management 1968
Phoenix, Arizona
Bachelor of Foreign Trade (Honors), Language Spanish
University of Pennsylvania, Wharton School 1967
Philadelphia, Pennsylvania
B.S. Economics, Major Industrial Management
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