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EW #337 is currently registered as an Arbitrator with both the National Association of Securities Dealers and the National Futures Association.

EXPERT ID: 337

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Location:  US

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Short Biography:

EW #337 Over the past 25 years the firm's founder and President have successfully participated in the development and implementation of various systematic trading programs. Prior to founding , Inc., hewas employed as Managing Director, Proprietary Investments, JWH Investment Management, Inc. an affiliated company of John W. Henry & Company, Incorporated. In that capacity, hewas responsible for the management of private as well as some corporate investments. For a period of 10 years prior to joining JWHIMI, heowned and operated an NASD Broker/Dealer, & Co. Inc., an SEC registered Investment Advisory firm, Asia-Pacific Investment Management, Inc. and was registered as a Commodity Pool Operator, Commodity Trading Advisor, and Introducing Broker. Prior to operating his own investment firms, hewas a Vice-President, Investments, Shearson Lehman Bros., and held a similar position at Paine Webber.

During his tenure with registered firms he maintained the following licenses: Municipal Bond Principal (#53), Options Principal (#4), General Securities Principal (#24), General Securities (#7), and Commodities and Futures (#3).

Throughout the aforementioned period, EW #337 assisted in the development, testing, and marketing of systematic trading programs that have led to The TechTrend Advisor.


 

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Some of the Keywords entered by this Expert:

Margin Disputes Brokers Clients Securities Investments Securities Investments Estate Churning
Bonds Stocks Commodities Futures Options Disputes Brokers Clients Bonds Stocks Commodities Futures Options Bulletin Board Disputes Brokers Clients


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