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Expert Witness

Litigation Support Specialist, Expert Witness and Forensic Consultant.

Understands the thought process and procedures of a regional broker/dealer. Previously held executive positions with several national broker/dealers.

EXPERT ID: 6214

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Location:  US

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Life Insurance Training by NYL
Financial Planning Training by The Travelers
Vice President Southmark
Vice President SunAmerica
Vice President FNIC
President/Compliance Officer Wellington-Ashford Capital
President BTS (Southwest Securities)
Consultant H.D.Vest, SunPoint Securities
OSJ Branch Manager InterSecurities, Inc. (AEGON)
Supervises Aprox. 50 Registered Reps. in 5 states
CLEAN U-4


 

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Expert Witness
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