Objective:
Securities Administration/Service
An accomplished financial consultant who leverages positive outcomes through Communication Skills, Information Technology and Project Management. Dependable individual whose expertise includes Financial Analysis, Budgeting, Financial Reporting Systems, Operational Auditing, Cash flow, Treasury and Controller Functions. Cost/Benefit Analysis. Highly experienced professional negotiator. Compliance.

EW #3214 Professional Experience 

Investment Advisor General Securities Principal
National Association of Securities Dealers, Inc., American Stock Exchange, and the New York Stock Exchange.
Mediate, negotiate, & arbitrate legal compliance disputes between broker/dealers, member firms, and consumers. Financial and Securities Issues. Certified panel chairperson. Series 7, Series 24, 63, 65. Retail/Institutional Sales and Service. State of New Hampshire, Consumer Protection Bureau. Mediate and Negotiate public disputes between consumers and business entities

Certified Management Consultant
Project manager for numerous public and private corporate projects involving: Corporate Finance and Accounting, Cash Management, Cost Accounting, Cost/Benefit Analysis, Taxation, Real Estate and Insurance. Clients include both profit and non-profit institutions. Modified the financial portions of corporate information systems to operate as a single unit following corporate mergers. Accounts Receivable, Accounts Payable, Collections.

Strategic Management Group Wharton School of Finance
Finance, Accounting, Project Finance, IT and Modeling/Simulations

Dun & Bradstreet Corporation Foundation
Train professional employees in Accounts Receivable, Accounts Payable,
Operational Auditing, Financial Analysis, and Collections Procedures. Assist multiple firms in Implementation of the systems.

Foundation for Accounting Education (AICPA)
Provider of Continuing Education for the Various State Society of CPA’s. Professional leadership trainer and coach for Investments, Securities, Compliance, Insurance, financial planning, pension administration, trusts/estates, wealth accumulation. Communication and Implementation.

Professional Educator Trainer
Boston University, Professional Educator: Financial Analysis for Strategic
Decision Making. Taught Graduate courses in Finance, Accounting, Financial Analysis, Project Finance, IT and Modeling/Simulations. High student satisfaction. 1978-1999

Education
BS, Administration and Accounting, University of New Hampshire
MBA, Finance, University System of New Hampshire

Technology Skills
Solomon, Platinum, Design Data, AccountMate, Timberline.
Oracle, Sybase, and SAP. Excel, Word, Word Perfect, Power Point, Access.